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Securities Industry and Financial Markets Association
Results: 602

#	Item
471	Microsoft Word - SIFMA Meeting[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-18 14:25:27 Securities Finance Clearing Dodd–Frank Wall Street Reform and Consumer Protection Act Feu Securities Industry and Financial Markets Association Far Eastern University Financial economics Investment Financial markets
472	Microsoft Word[removed]SIFMA.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-06 15:46:06 Bonds Securities Securities Industry and Financial Markets Association Stock market Davis Polk & Wardwell Luis A. Aguilar Financial economics Investment Financial system
473	Microsoft Word - SIFMA[removed]docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-19 10:26:37 Economics Fixed income securities United States housing bubble Structured finance Securitization Asset-backed security Investment banking Securities Industry and Financial Markets Association Financial innovation Financial economics Finance Securities
474	June 3, 2013 Submitted via email to [removed] Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-04 10:01:31 Securities Credit rating agencies Credit rating agency Stock market Nationally recognized statistical rating organization Credit Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial economics Finance Economics
475	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-11 15:32:41 Financial system Options Price Reporting Authority Securities Industry and Financial Markets Association Securities Exchange Act Boston Options Exchange Short Financial markets Financial economics Investment
476	NASD: Notice of Filing of Amendment No. 2 to Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Trading in Hot Equity Offerings Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-16 13:15:35 Finance Financial system 73rd United States Congress Stock market Financial markets Securities Exchange Act Security Financial Industry Regulatory Authority Securities Act United States securities law Financial economics United States Securities and Exchange Commission
477	MEMORANDUM TO: File FROM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-03 11:39:58 Investment Late-2000s financial crisis Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial economics United States securities law Financial system
478	National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Compliance Rule 2-29(h) and the Adoption of an Interpretive Notice Regarding the Use of On-Line Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-06 13:10:23 Financial regulation Financial economics Financial system Commodities market 73rd United States Congress National Futures Association Commodity Futures Trading Commission Financial Industry Regulatory Authority Securities regulation in the United States United States securities law Self-regulatory organizations Financial markets
479	Microsoft Word - Meeting MemoSIFMA _12.7.11_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-14 10:05:32 Financial markets Bonds Securities Securities Industry and Financial Markets Association Dodd–Frank Wall Street Reform and Consumer Protection Act Repurchase agreement U.S. Securities and Exchange Commission Bank of America Financial economics Investment Finance
480	MEMORANDUM TO: FROM: RE: DATE: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-01 15:36:24 Bonds Securities Securities Industry and Financial Markets Association Stock market Dodd–Frank Wall Street Reform and Consumer Protection Act Davis Polk & Wardwell Goldman Sachs Financial economics Investment Finance

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